Securities Law Attorney & IPO Counsel
Crowne Point Capital Markets
Is Your Company Truly Ready to Go Public?
Going public is one of the most significant milestones a company can reach. Yet without the right Capital Markets Counsel guiding every step, even a well-positioned business can stumble. This includes facing regulatory missteps, costly tax surprises, and missed wealth-building opportunities. At Crowne Point Tax & Wealth Counsel, we provide strategic capital markets legal counsel that bridges the gap between securities law compliance and tax-smart financial planning.
As Seen In
The Core Difference
What Is Capital Markets Counsel and Why Does It Matter?
Capital Markets Counsel refers to the legal and advisory support that guides a company through the complex process of offering securities to the public or private investors. A qualified capital markets attorney does far more than file paperwork. They structure transactions to protect founders and shareholders, ensure full compliance with SEC regulations, and create a foundation for long-term wealth preservation.
At Crowne Point Tax & Wealth Counsel, our capital markets law firm approach combines legal rigour with proactive tax strategy. We help business owners nationwide avoid the costly errors that arise when legal counsel and financial planning operate in silos.
The stakes are too high for anything less than integrated expertise.
1. S-1 Registration
The S-1 is the SEC's primary registration statement for companies seeking to conduct an initial public offering. We prepare a compliant, compelling S-1 that satisfies SEC requirements.
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Drafting financial disclosures and risk factors
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Coordinating with auditors and underwriters
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Managing SEC comment letters and response cycles
2. Reg D Private Offering
Regulation D allows companies to raise capital from accredited investors without full SEC registration. It is a powerful tool for startups not yet ready for a public IPO.
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Structuring Rule 506(b) and 506(c) offerings
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Drafting private placement memoranda (PPMs)
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Verifying accredited investor status
3. Reg A+ Offering
Regulation A+ enables companies to raise up to $75 million per year from both accredited and non-accredited investors - a true mini-IPO pathway.
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Tier 1 and Tier 2 offering qualification
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Preparation of offering circulars & financial statements
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Ongoing compliance and reporting obligations
4. Reg CF (Crowdfunding)
Allows eligible companies to raise up to $5 million per year from the public via SEC-registered crowdfunding platforms.
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Eligibility assessment and offering structure
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Disclosure document preparation
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Funding portal coordination
5. Underwriter Representation
When investment banks and broker-dealer firms underwrite public offerings, they require experienced securities counsel to protect their interests throughout the transaction.
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Reviewing/negotiating agreements
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Conducting underwriter due diligence
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Advising on liability exposure
6. QSBS Planning
Section 1202 offers the potential to exclude up to 100% of capital gains on the sale of qualifying small business stock, subject to a $10 million or 10x basis cap.
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Qualifying under IRC §1202
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Structuring equity grants to maximise exclusion
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Meeting holding period requirements
7. Pre-IPO Tax Planning
The window between deciding to go public and the actual IPO date is where the most transformative tax planning takes place.
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Charitable giving strategies
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Opportunity Zone investments
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Trust structures for pre-IPO appreciation
Our Capital Markets Attorney Services
We provide end-to-end securities law counsel across the full spectrum of capital-raising pathways. Each service is delivered with both legal precision and tax-strategic insight.
Why Crowne Point Capital Markets?
Global Asset Protection
Global asset protection remains a critical, highly effective facet of advanced wealth management. We frequently look beyond US borders to secure your long-term legacy through these distinct structural advantages:
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Unrivalled Jurisdictional Stability
New Zealand offers an extraordinarily stable legal framework, making it a premier global jurisdiction for establishing offshore asset protection trusts.
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Robust Privacy Mandates
The country provides exceptionally robust privacy laws that firmly shield your financial structures from unnecessary outside exposure.
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Impenetrable Asset Defense
Your Capital Market Counsel can intelligently structure international trusts to shield your lucrative pre-IPO shares from aggressive domestic litigation and predatory creditors.
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Advanced Global Consulting & Insulated Wealth
By incorporating these offshore strategies directly into our Consulting, we create an impenetrable fortress around your corporate and personal wealth. An international-minded IPO Attorney ensures your assets remain untouched.
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Advising on the choice of offering type (IPO, Reg A+, Reg D, Reg CF)
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Drafting and reviewing all offering documents and registration statements
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Managing SEC correspondence and regulatory review cycles
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Structuring equity compensation plans and founder agreements
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Conducting due diligence and compliance reviews
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Coordinating with underwriters, auditors, and financial advisers
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Identifying and implementing pre-IPO tax planning strategies
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Advising on lock-up agreements and insider trading policies
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Supporting ongoing post-IPO securities law compliance
Responsibilities of Capital Markets Counsel
Many clients come to us uncertain of what a capital markets attorney specifically handles versus a general corporate lawyer. Here is what our securities counsel responsibilities encompass:
Founders
A founder or co-founder planning an IPO or significant liquidity event.
Executives
An executive with substantial equity compensation (ISOs, NSOs, RSUs) nearing a public offering.
Startups
A startup seeking Reg D, Reg A+, or Reg CF capital raises.
Early-Stage Investors
A family office or early-stage investor with QSBS positions to protect.
Business Owners
A high-income business owner exploring pre-IPO consulting to reduce tax exposure.
Early-Stage Investors
An investment bank or broker-dealer acting as underwriter in a public or private securities offering.
Syndicate Members
An investment bank or broker-dealer acting as underwriter in a public or private securities offering.
If you are preparing to access public or private capital markets whether as an issuer or as an underwriter you need a securities law attorney who understands both the legal and financial dimensions of your transaction.
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Dual-Licensed Formidability
Secure an elite tax strategist and IPO Attorney in one, providing a highly unique fusion of deep tax mastery and aggressive securities law.
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Active Wealth Engineering
Your Capital Market Counsel does not just passively file paperwork; we actively engineer your comprehensive wealth preservation.
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Dual-Purpose Strategy
Our consulting guarantees that every single legal manoeuvre is simultaneously a brilliant tax move.
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Sophisticated Perspective
Choose Legal Counsel who views your business through a complex, multi-dimensional lens to protect your assets.
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National Reach, Global Expertise
We deliver world-class legal and tax strategies to clients across the country and beyond.
Why Choose Crowne Point Tax & Wealth Counsel?
There is no shortage of capital markets law firms. What makes Crowne Point Tax & Wealth Counsel different is the integration of legal and financial expertise under one roof.
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Free Strategy Session
We assess your current position, timeline, and goals in a focused 30-minute consultation.
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Custom Planning Blueprint
We deliver a tailored pre-IPO tax and legal strategy identifying the key opportunities and risks specific to your situation.
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Legal Structuring
We handle all offering documentation, registration filings, and entity structuring with precision.
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Tax Strategy Execution
We implement pre-IPO tax planning strategies, including QSBS planning, charitable vehicles, and equity timing analysis.
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Ongoing Compliance
We remain available for post-IPO securities compliance, annual reporting, and evolving tax planning needs.
Our Proven Process
Our methodology as your trusted attorney is systematic, transparent, and ruthlessly effective: